Valerie Hilgren, University of Illinois Chicago
Libby Tempel, Huron Consulting Group
Amy Waltz, Indiana University
Moderator: Maria Palazuelos Jorganes, Temple University
Moderator: Janet Leppala, Eastern Michigan University
Research misconduct proceedings frequently extend over long periods, during which respondents may continue to conduct research and submit materials to sponsors. This creates complex oversight challenges when sponsor submissions may include data with allegations or introduce additional potentially problematic data. These situations raise institutional risk, sponsor accountability concerns, and potential exposure under the False Claims Act, while also implicating due process obligations and research continuity.
This panel will explore how RIOs and institutional partners navigate the "messy middle" of active or proposed research during misconduct proceedings. Panelists will share approaches to interim actions, discuss coordination with sponsored programs, departments administrators, compliance, and legal offices, and examine factors that influence oversight decisions in different contexts. The discussion will focus on practical risk assessment, proportional interim controls, and lessons learned from real world cases, providing attendees with strategies to strengthen institutional decision making while maintaining fairness and minimizing risk.